PetVivo Holdings Inc.

01/16/2026 | Press release | Distributed by Public on 01/16/2026 15:38

Statement of Changes in Beneficial Ownership (Form 4)

FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
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(Print or Type Responses)
1. Name and Address of Reporting Person *
A.L. Sarroff Fund, LLC
2. Issuer Name and Ticker or Trading Symbol
PetVivo Holdings, Inc. [PETV]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director __X__ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
43 MEADOW WOODS ROAD
3. Date of Earliest Transaction (Month/Day/Year)
04/05/2024
(Street)
GREAT NECK, NY 11020
4. If Amendment, Date Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 04/05/2024 P 100 A $1.06 1,859,463 D(1)
Common Stock 04/09/2024 P 418,310 A $0.72 2,277,773 D(1)
Common Stock 04/29/2024 C 430,798 A $0.7 2,708,571 D(1)
Common Stock 05/15/2024 P 142,858 A $0.7 2,851,429 D(1)
Common Stock 06/20/2024 P 70 A $0.56 2,851,499 D(1)
Common Stock 07/09/2024 C 1,250,000 A $0.4 4,101,499 D(1)
Common Stock 07/09/2024 C 1,250,000 A $0.4 5,351,499 I FN(2)
Common Stock 09/09/2024 C 331,644 A $0.45 5,683,143 D(1)
Common Stock 09/12/2024 P 60,116 A $0.55 5,743,259 D(1)
Common Stock 09/13/2024 P 16,030 A $0.53 5,759,289 D(1)
Common Stock 09/17/2024 P 9,498 A $0.54 5,768,787 D(1)
Common Stock 09/18/2024 P 3,000 A $0.54 5,771,787 D(1)
Common Stock 09/19/2024 P 5,000 A $0.54 5,776,787 D(1)
Common Stock 09/20/2024 P 4,301 A $0.53 5,781,088 D(1)
Common Stock 09/23/2024 P 4,800 A $0.52 5,785,888 D(1)
Common Stock 09/24/2024 P 2,000 A $0.5 5,787,888 D(1)
Common Stock 09/26/2024 C 770,767 A $0.45 6,558,655 D(1)
Common Stock 09/26/2024 P 4,000 A $0.46 6,562,655 D(1)
Common Stock 10/02/2024 P 21 A $0.42 6,562,676 D(1)
Common Stock 10/03/2024 P 3,000 A $0.47 6,565,676 D(1)
Common Stock 10/04/2024 P 11,073 A $0.48 6,576,749 D(1)
Common Stock 10/07/2024 P 15,400 A $0.52 6,592,149 D(1)
Common Stock 10/07/2024 P 1,000 A $0.55 6,593,149 D(1)
Common Stock 10/08/2024 P 3,581 A $0.58 6,596,730 D(1)
Common Stock 10/09/2024 P 1,300 A $0.6 6,598,030 D(1)
Common Stock 10/10/2024 P 600 A $0.6 6,598,630 D(1)
Common Stock 10/11/2024 P 11,500 A $0.56 6,610,130 D(1)
Common Stock 10/11/2024 P 300 A $0.56 6,610,430 D(1)
Common Stock 10/15/2024 P 500 A $0.57 6,610,930 D(1)
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1474 (9-02)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(Month/Day/Year)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Warrant (Right to Buy) $0.9 02/13/2024 P 150,000 02/13/2024 02/13/2027 Common Stock 150,000 $0.9 150,000 I FN(2)
Warrant (Right to Buy) $1.5 04/09/2024 P 428,572 04/09/2024 04/09/2027 Common Stock 428,572 $1.5 428,572 D(1)
Warrant (Right to Buy) $1.5 04/29/2024 P 430,798 04/29/2024 04/29/2027 Common Stock 430,798 $1.5 430,798 D(1)
Warrant (Right to Buy) $1.5 05/15/2024 P 142,858 05/15/2024 05/15/2027 Common Stock 142,858 $1.5 142,858 D(1)
Warrant (Right to Buy) $0.75 06/10/2024 P 75,000 06/10/2024 06/10/2027 Common Stock 75,000 $0.75 75,000 D(1)
Warrant (Right to Buy) $0.9 07/09/2024 P 1,250,000 07/09/2024 07/09/2027 Common Stock 1,250,000 $0.9 1,250,000 D(1)
Warrant (Right to Buy) $0.9 07/09/2024 P 1,250,000 07/09/2024 07/09/2027 Common Stock 1,250,000 $0.9 1,250,000 I FN(2)

Reporting Owners

Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
A.L. Sarroff Fund, LLC
43 MEADOW WOODS ROAD
GREAT NECK, NY 11020
X

Signatures

/s/ A.L. Sarroff Fund, LLC, By: Alan L. Sarroff, Chief Executive Officer and Managing Member 01/16/2026
**Signature of Reporting Person Date

Explanation of Responses:

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.
(2) Held by Mr. Sarnoff's spouse, Eileen Sarroff.
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.
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