10/24/2025 | Press release | Distributed by Public on 10/24/2025 07:22
| Form X-17A-5 Filer Information |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL AUDITED REPORT Form X-17A-5 Part III FACING PAGE
Information Required of Brokers and Dealers Pursuant to Section 17 of the
Securities Exchange Act of 1934 and Rule 17a-5 Thereunder |
OMB APPROVAL |
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FORM X-17A-5/A |
OMB Number: 3235-0123 Estimated average burden hours per response: 12.00 |
| Filer CIK |
0001363691
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| Filer CCC |
XXXXXXXX
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| Is this a LIVE or TEST Filing? | LIVE TEST |
| Would you like a Return Copy? | |
| Is this an electronic copy of an official filing submitted in paper format? | |
| Confirming Copy File Number | |
Submission Contact Information |
|
| Name | |
| Phone | |
| E-Mail Address | |
| Notify via Filing Website only? |
| Report for the Period Beginning |
07-01-2024
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| and Ending |
06-30-2025
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| Type of Registrant | Broker-dealer |
| OTC derivatives dealer |
Material Weakness |
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| Does this submission include an accountant's report covering the compliance report that indentifies one or more material weaknesses? | Yes No |
| Please describe what information is being amended with this filing. |
FINRA requested the Oath/Facing page be updated because the wrong SEC # was listed originally. Resubmitting for that only. Nothing changed with the actual audit report.
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| Name of Broker-dealer |
W G SECURITIES, LLC
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| Address 1 |
1764 LITCHFIELD TURNPIKE
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| Address 2 |
SUITE 250
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| City |
WOODBRIDGE
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| State/Country |
CONNECTICUT
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| Mailing Zip/ Portal Code |
06525
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| Name |
Lawrence Reinharz
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| Telephone Number |
203-389-8400
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| Name - if individual, state last, first, and middle name |
Larry Liberfarb, PC
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| Address 1 |
11 Vanderbilt Ave #220
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| City |
Norwood
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| State/Country |
MASSACHUSETTS
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| Mailing Zip/ Postal Code |
02062
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| Check One |
Certified Public Accountant Certified Public Accountant not resident in United States or any of its possessions |
| Signature |
Lawrence Reinharz
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| Title |
Manager, CCO, Executive Rep
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| Checking this box acknowledges that this oath or affirmation has been notarized. |