11/06/2026 | Press release | Distributed by Public on 11/06/2026 09:06
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FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | |||
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1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
| Series AA Convertible Preferred Stock(2) | (3) | (3) | Common Stock | 3 | (2) | I | By PT Smart Green Technologies(1) |
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
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Adler Bo Niclas 14 HANOVER SQUARE, MAYFAIR LONDON |
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| /s/ Paul R. Taylor, attorney-in-fact for Dr. Niclas Adler | 11/05/2026 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | Held directly by PT Smart Green Technologies ("PTSG"), a perseroan terbatas organized in the Republic of Indonesia, of which the reporting person is a commissioner and the ultimate beneficial owner. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest. |
| (2) | The Issuer's records show three shares of Series AA Convertible Preferred Stock purchased by PTSG under Private Placement Memorandum No. 1, each convertible into one share of Common Stock. The reporting person disputes that the Series AA was validly designated or issued, and all rights are reserved. The Series AA is reported here as the Issuer's records show it. |
| (3) | Exercisable immediately; no expiration date. |
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Remarks: This Form 3 is filed late. The reporting person became a 10% owner on April 3, 2026. Exhibit 24 -- Limited Power of Attorney previously filed with the Form 4 filed July 2, 2026, Acc. No. 0001493152-26-031680. |
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