11/04/2025 | Press release | Distributed by Public on 11/04/2025 15:41
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FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
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1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
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Friedman Howard A C/O UTZ BRANDS, INC. 900 HIGH STREET HANOVER, PA 17331 |
X | CEO | ||
| /s/ Theresa R. Shea, as attorney-in-fact for Howard A. Friedman | 11/04/2025 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | The price reported in this box in Column 4 is a weighted average price. These shares were purchased in transactions at prices ranging from $10.55 to $10.60. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. |
| (2) | Reflects a prior transfer of 59,098 from Howard A. Friedman to the Howard A. Friedman Revocable Trust u/a/d 09/24/2012 ("HAF Revocable Trust") that was exempt under Rule 16a-13. |
| (3) | The securities are held by the HAF Revocable Trust. |
| (4) | Reflects a prior transfer of 75,246 shares of Issuer's Class A Common Stock from Howard A. Friedman to the Howard A. Friedman 2025-1 GRAT dtd 06/01/2025 (the "HAF GRAT") that was exempt under Rule 16a-13. |
| (5) | Reflects a prior transfer of 6,350 shares of the Issuer's Class A Common Stock from Howard A. Friedman to the Howard Friedman Rollover IRA (the "Howard Friedman Rollover IRA") that was exempt under Rule 16a-13. |
| (6) | The securities are held by the HAF GRAT. |
| (7) | The securities are held by the Howard Friedman Rollover IRA. |