05/06/2026 | Press release | Distributed by Public on 05/06/2026 18:19
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FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
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1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
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Lutnick Brandon 110 EAST 59TH SREET NEW YORK, NY 10022 |
X | |||
| /s/ Prince Kudolo, Attorney-in-Fact | 05/06/2026 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | On April 8, 2026, CF Real Estate Holdings, LLC ("CF Real Estate") a wholly-owned subsidiary of Cantor Fitzgerald Investors, LLC ("CFI") purchased 100,000 shares of the Issuer's 9.50% Series A Cumulative Redeemable Preferred Stock at $25.00 / share in an underwritten public offering. CFI is indirectly owned by Cantor Fitzgerald, L.P. ("Cantor") whose managing general partner is CF Group Management, Inc. ("CFGM"). Brandon Lutnick, as trustee with decision-making control of the trusts holding all voting shares of CFGM and as Chairman and CEO of Cantor and CFGM, may be deemed to beneficially own the shares held by CFI and CF Real Estate. The reporting person disclaims beneficial ownership of all securities held by CFI in excess of his pecuniary interest if any and this report shall not be deemed an admission of beneficial ownership or pecuniary interest in any such excess securities for purposes of Section 16 of the Securities Exchange Act of 1934 as amended or any other purpose. |
| (2) | CFI is the record holder of 1,830.72 shares of Class I Common Stock reported herein. CFI is the beneficial owner of the remaining 556,659.57 shares of Class I Common Stock reported herein, which it owns through its wholly-owned subsidiary CF Real Estate. CF Real Estate is the record holder of 186,217.61 shares of Class IX Common Stock and 8,316.68 shares of Class AX Common Stock reported herein. The reporting person disclaims beneficial ownership of all securities held by CFI in excess of his pecuniary interest, if any, and this report shall not be deemed an admission that he was the beneficial owner of, or had pecuniary interest in, any such excess securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |