05/08/2026 | Press release | Distributed by Public on 05/08/2026 15:25
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Maryland
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04-3639825
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(State or other jurisdiction of incorporation or organization)
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(I.R.S Employer Identification No.)
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Large accelerated filer
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☒
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Accelerated filer
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☐
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Non-accelerated filer
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☐
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Smaller Reporting Company
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☐
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Emerging growth company
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☐
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| Item 3. |
Incorporation of Documents by Reference.
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Current Reports on Form 8-K (other than those portions furnished under items 2.02, 7.01 and 9.01 of the Form 8-K), filed with the SEC on January 21, 2026, February 6, 2026, March 6, 2026, April 22, 2026 and May 8, 2026; and
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The description of the Common Stock set forth in the applicable Registration Statement on Form 8-A filed pursuant to Section 12 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), including any amendment or report filed with the SEC for the purpose of updating such description.
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| Item 4. |
Description of Securities.
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| Item 5. |
Interest of Named Experts and Counsel.
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| Item 6. |
Indemnification of Directors and Officers.
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| Item 7. |
Exemption from Registration Claimed.
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| Item 8. |
Exhibits.
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| Item 9. |
Undertakings.
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Exhibit
Number
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Description
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4.1
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4.2
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4.3
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4.4
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4.5*
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Banc of California, Inc. 401(k) Plan, effective as of December 29, 2023, as amended.
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5.1*
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Opinion of Silver, Freedman, Taff & Tiernan LLP(1).
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23.1*
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Consent of Ernst & Young LLP.
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23.2*
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Consent of KPMG LLP.
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23.3*
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Consent of Silver, Freedman, Taff & Tiernan LLP, included in the opinion filed as Exhibit 5.1 and incorporated herein by reference.
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24.1*
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Powers of attorney (included on the signature page)
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107*
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Filing Fee Table.
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By:
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/s/ Joseph Kauder
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Joseph Kauder
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Executive Vice President and Chief Financial Officer
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(Duly Authorized Representative)
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Date: May 8, 2026
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/s/ Jared M. Wolff
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Jared M. Wolff
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Chairman of the Board of Directors, Chief Executive Officer and President
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(Principal Executive Officer)
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Date: May 8, 2026
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/s/ Joseph Kauder
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Joseph Kauder
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Executive Vice President, Chief Financial Officer
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(Principal Financial Officer)
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Date: May 8, 2026
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/s/ Karen Hon
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Karen Hon
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Executive Vice President, Deputy Chief Financial Officer and Chief Accounting Officer
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(Principal Accounting Officer)
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Date: May 8, 2026
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/s/ James A. "Conan" Barker
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James A. "Conan" Barker
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Director
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| Date: May 8, 2026 |
/s/ Paul R. Burke
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Paul R. Burke
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Director
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Date: May 8, 2026
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/s/ Mary A. Curran
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Mary A. Curran
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Director
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Date: May 8, 2026
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/s/ John M. Eggemeyer
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John M. Eggemeyer
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Vice Chairman of the Board of Directors, Lead Independent Director
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Date: May 8, 2026
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/s/ Shannon F. Eusey
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Shannon F. Eusey
Director
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Date: May 8, 2026
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/s/ Susan E. Lester
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Susan E. Lester
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Director
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Date: May 8, 2026
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/s/ Joseph J. Rice
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Joseph J. Rice
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Director
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Date: May 8, 2026
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/s/ Vania E. Schlogel
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Vania E. Schlogel
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Director
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Date: May 8, 2026
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/s/ Andrew Thau
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Andrew Thau
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Director
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BANC OF CALIFORNIA, INC. 401(k) PLAN
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By
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/s/ Ido Dotan
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Name:
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Ido Dotan
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Title:
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Authorized Signatory
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