Information Required of Brokers and Dealers (Form X-17A-5)

Report for the Period Beginning	07-01-2024
and Ending	06-30-2025
Type of Registrant	Broker-dealer
	OTC derivatives dealer

Material Weakness
Does this submission include an accountant's report covering the compliance report that indentifies one or more material weaknesses?	Yes No

Name of Broker-dealer

HEROLD & LANTERN INVESTMENTS, INC.

Address of Principal Place of Business (Do not use P.O. Box No.)

Address 1	35 PINELAWN ROAD
Address 2	SUITE 101E
City	MELVILLE
State/Country	NEW YORK
Mailing Zip/ Portal Code	11747

Name and Telephone Number of Person to Contact in Regard to this Report

Name	Keith Lanton
Telephone Number	631-454-2000

Independent Public Accountant

Name - if individual, state last, first, and middle name	Weisberg, Mole Krantz & Goldfarb
Address 1	185 Crossways Park Drive
City	Woodbury
State/Country	NEW YORK
Mailing Zip/ Postal Code	11747
Check One	Certified Public Accountant Certified Public Accountant not resident in United States or any of its possessions

Oath or Affirmation

I, Keith Lanton, swear (or affirm) that, to the best of my knowledge and belief the accompanying financial statement and supporting schedules pertaining to the firm of HEROLD & LANTERN INVESTMENTS, INC., as of 09-29-2025, are true and correct. I further swear (or affirm) that neither the company nor any partner, proprietor, principal officer or director has any proprietary interest in any account classified solely as that of a customer, except as follows:

Signature	Keith Lanton
Title	President

Notary Public

Checking this box acknowledges that this oath or affirmation has been notarized.