SEC - U.S. Securities and Exchange Commission
12/05/2025 | Press release | Distributed by Public on 12/05/2025 09:24
SEC to Host Webinar for Transfer Agents on Regulation S-P
The Securities and Exchange Commission today announced it will hold the second in its series of compliance outreach events regarding the 2024 adoption of amendments to Regulation S-P. The event, for Transfer Agents, is a webinar scheduled for Dec. 17 from 1 p.m. to 2 p.m. ET. The third event in the series, for small firms, will be announced at a later date.
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