04/21/2026 | Press release | Distributed by Public on 04/21/2026 14:02
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FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
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1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| STOCK OPTIONS | $4.76 | 04/20/2026 | M | 300,000 | 05/17/2021(3) | 05/17/2026 | COMMON STOCK | 300,000 | $ 0 | 0 | D | ||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
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CAMPBELL SHAWN C/O DAKOTA GOLD CORP. 106 GLENDALE DRIVE, SUITE 1 LEAD, SD 57754 |
CHIEF FINANCIAL OFFICER | |||
| /s/ SHAWN CAMPBELL | 04/21/2026 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | Represents shares of common stock withheld by the Issuer solely for the purposes of paying the exercise price of the stock options in connection with the conversion of the stock options into shares of common stock upon settlement by the Issuer, based on a closing price of $6.14 per share of the common stock on April 20, 2026 on the NYSE American LLC. |
| (2) | Represents shares of common stock sold at a weighted average sale price of $6.2201 per share to satisfy tax withholding obligations in connection with the conversion of the stock options into shares of common stock upon settlement by the Issuer. These shares were sold in multiple transactions at prices ranging from $6.1900 to $6.2450. The reporting person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares of common stock sold at each separate price. |
| (3) | The options vested one-third on each of May 17, 2021, May 17, 2022, and May 17, 2023. |