06/26/2026 | Press release | Distributed by Public on 06/26/2026 15:57
| Form X-17A-5 Filer Information |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL AUDITED REPORT Form X-17A-5 Part III FACING PAGE
Information Required of Brokers and Dealers Pursuant to Section 17 of the
Securities Exchange Act of 1934 and Rule 17a-5 Thereunder |
OMB APPROVAL |
|
FORM X-17A-5 |
OMB Number: 3235-0123 Estimated average burden hours per response: 12.00 |
| Filer CIK |
0001042567
|
| Filer CCC |
XXXXXXXX
|
| Is this a LIVE or TEST Filing? | LIVE TEST |
| Would you like a Return Copy? | |
| Is this an electronic copy of an official filing submitted in paper format? | |
| Confirming Copy File Number | |
Submission Contact Information |
|
| Name | |
| Phone | |
| E-Mail Address | |
| Notify via Filing Website only? |
| Report for the Period Beginning |
04-01-2025
|
| and Ending |
03-31-2026
|
| Type of Registrant | Broker-dealer |
| OTC derivatives dealer |
Material Weakness |
|
| Does this submission include an accountant's report covering the compliance report that indentifies one or more material weaknesses? | Yes No |
| Name of Broker-dealer |
J.H. DARBIE & CO., INC.
|
| Address 1 |
48 WALL ST., SUITE 1206.
|
| City |
NEW YORK
|
| State/Country |
NEW YORK
|
| Mailing Zip/ Portal Code |
10005
|
| Name |
Hasnain Naveed
|
| Telephone Number |
212-668-8700
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| Name - if individual, state last, first, and middle name |
NTT & Company, PLLC
|
| Address 1 |
3488 South U.S. Highway 77
|
| City |
Giddings
|
| State/Country |
TEXAS
|
| Mailing Zip/ Postal Code |
78624
|
| Check One |
Certified Public Accountant Certified Public Accountant not resident in United States or any of its possessions |
| Signature |
Robert Robinowitz
|
| Title |
President
|
| Checking this box acknowledges that this oath or affirmation has been notarized. |