Surrozen Inc.

02/03/2026 | Press release | Distributed by Public on 02/03/2026 19:04

Statement of Changes in Beneficial Ownership (Form 4)

FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden hours per response... 0.5
(Print or Type Responses)
1. Name and Address of Reporting Person *
TCG Crossover GP II, LLC
2. Issuer Name and Ticker or Trading Symbol
Surrozen, Inc./DE [SRZN]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director __X__ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
245 LYTTON AVE., SUITE 350
3. Date of Earliest Transaction (Month/Day/Year)
01/30/2026
(Street)
PALO ALTO, CA 94301
4. If Amendment, Date Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
___ Form filed by One Reporting Person
_X_ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/30/2026 P 2,136 A $21.39 639,141 I See footnote(1)
Common Stock 01/30/2026 P 2,135 A $21.39 639,140 I See footnote(2)
Common Stock 02/02/2026 P 366 A $21.38 639,507 I See footnote(1)
Common Stock 02/02/2026 P 365 A $21.38 639,505 I See footnote(2)
Common Stock 02/03/2026 P 2,178 A $21.94 641,685 I See footnote(1)
Common Stock 02/03/2026 P 2,177 A $21.94 641,682 I See footnote(2)
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1474 (9-02)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(Month/Day/Year)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares

Reporting Owners

Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
TCG Crossover GP II, LLC
245 LYTTON AVE., SUITE 350
PALO ALTO, CA 94301
X
TCG Crossover Fund II, L.P.
245 LYTTON AVE., SUITE 350
PALO ALTO, CA 94301
X
TCG Crossover GP III, LLC
245 LYTTON AVE., SUITE 350
PALO ALTO, CA 94301
X
TCG Crossover Fund III, L.P.
245 LYTTON AVE., SUITE 350
PALO ALTO, CA 94301
X

Signatures

/s/ TCG Crossover GP II, LLC /s/ Craig Skaling, Authorized Signatory 02/03/2026
**Signature of Reporting Person Date
/s/ TCG Crossover Fund II, L.P. /s/ Craig Skaling, Authorized Signatory 02/03/2026
**Signature of Reporting Person Date
/s/ TCG Crossover GP III, LLC /s/ Craig Skaling, Authorized Signatory 02/03/2026
**Signature of Reporting Person Date
/s/ TCG Crossover Fund III, L.P. /s/ Craig Skaling, Authorized Signatory 02/03/2026
**Signature of Reporting Person Date
/s/ Craig Skaling, as Attorney-in-Fact for Chen Yu 02/03/2026
**Signature of Reporting Person Date

Explanation of Responses:

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) These securities are held of record by TCG Crossover Fund II, L.P. (TCG Crossover II). TCG Crossover GP II, LLC (TCG Crossover GP II) is the general partner of TCG Crossover II and may be deemed to have voting, investment, and dispositive power with respect to these securities. Chen Yu is the sole managing member of TCG Crossover GP II and may be deemed to share voting, investment and dispositive power with respect to these securities.
(2) These securities are held of record by TCG Crossover Fund III, L.P. (TCG Crossover III). TCG Crossover GP III, LLC (TCG Crossover GP III) is the general partner of TCG Crossover III and may be deemed to have voting, investment, and dispositive power with respect to these securities. Chen Yu is the sole managing member of TCG Crossover GP III and may be deemed to share voting, investment and dispositive power with respect to these securities.
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.
Surrozen Inc. published this content on February 03, 2026, and is solely responsible for the information contained herein. Distributed via EDGAR on February 04, 2026 at 01:04 UTC. If you believe the information included in the content is inaccurate or outdated and requires editing or removal, please contact us at [email protected]