03/12/2026 | Press release | Distributed by Public on 03/12/2026 14:37
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| Delaware |
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82-3562771 | ||||||
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(State or other jurisdiction of
incorporation or organization)
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(I.R.S. Employer
Identification No.)
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210 East Grand Avenue
South San Francisco, California
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94080 | ||||||
| (Address of Principal Executive Offices) |
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(Zip Code) | ||||||
| Large Accelerated filer | ☐ | Accelerated filer | ☐ | |||||||||||||||||
| Non-accelerated filer | ☒ | Smaller reporting company | ☒ | |||||||||||||||||
| Emerging growth company | ☐ |
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| ITEM 8. | EXHIBITS. | ||||
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Exhibit
Number
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Description | |||||||
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4.1(1)
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4.2(2)
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4.3(3)
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4.4(4)
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| 5.1 |
Opinion of Cooley LLP.
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| 23.1 |
Consent of Independent Registered Public Accounting Firm.
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| 23.2 |
Consent of Cooley LLP. Reference is made to Exhibit 5.1.
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| 24.1 |
Power of Attorney. Reference is made to the signature page hereto.
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99.1(5)
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99.2(6)
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| 107 |
Filing Fee Table.
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(1)
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Previously filed as Exhibit 3.1 to the Registrant's Current Report on Form 8-K (File No. 001-38693), filed with the Commission on October 15, 2018 and incorporated herein by reference. | ||||
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(2)
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Previously filed as Exhibit 3.1 to the Registrant's Current Report on Form 8-K (File No. 001-38693), filed with the Commission on June 17, 2022 and incorporated herein by reference. | ||||
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(3)
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Previously filed as Exhibit 3.2 to the Registrant's Current Report on Form 8-K (File No. 001-38693), filed with the Commission on October 15, 2018 and incorporated herein by reference. | ||||
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(4)
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Previously filed as Exhibit 4.1 to the Registrant's Registration Statement on Form S-1 (File No. 333-227333), originally filed with the Commission on September 14, 2018, as amended, and incorporated herein by reference. | ||||
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(5)
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Previously filed as Exhibit 99.2 to the Registrant's Registration Statement on Form S-8 (File No. 333-227965), filed with the Commission on October 24, 2018 and incorporated herein by reference. | ||||
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(6)
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Previously filed as Exhibit 99.3 to the Registrant's Registration Statement on Form S-8 (File No. 333-227965), filed with the Commission on October 24, 2018 and incorporated herein by reference. | ||||
| Allogene Therapeutics, Inc. | ||||||||
| By: | /s/ David Chang, M.D., Ph.D. | |||||||
| David Chang, M.D., Ph.D. | ||||||||
| President, Chief Executive Officer and Member of the Board of Directors | ||||||||
| (Principal Executive Officer) | ||||||||
| Signature | Title | Date | ||||||||||||
| /s/ David Chang, M.D., Ph.D. |
President, Chief Executive Officer and Member of the Board of Directors |
March 12, 2026 | ||||||||||||
| David Chang, M.D., Ph.D. |
(Principal Executive Officer)
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| /s/ Geoffrey Parker | Chief Financial Officer | March 12, 2026 | ||||||||||||
| Geoffrey Parker |
(Principal Financial Officer)
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| /s/ Annie Yoshiyama | Senior Vice President and Corporate Controller | March 12, 2026 | ||||||||||||
| Annie Yoshiyama |
(Principal Accounting Officer)
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| /s/ Arie Belldegrun, M.D. | Executive Chair of the Board of Directors | March 12, 2026 | ||||||||||||
| Arie Belldegrun, M.D. | ||||||||||||||
| /s/ Elizabeth Barrett | Member of the Board of Directors | March 12, 2026 | ||||||||||||
| Elizabeth Barrett | ||||||||||||||
| /s/ John DeYoung | Member of the Board of Directors | March 12, 2026 | ||||||||||||
| John DeYoung | ||||||||||||||
| /s/ Franz Humer, Ph.D. | Member of the Board of Directors | March 12, 2026 | ||||||||||||
| Franz Humer, Ph.D. | ||||||||||||||
| /s/ Joshua Kazam | Member of the Board of Directors | March 12, 2026 | ||||||||||||
| Joshua Kazam | ||||||||||||||
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/s/ Stephen Mayo, Ph.D.
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Member of the Board of Directors | March 12, 2026 | ||||||||||||
| Stephen Mayo, Ph.D. | ||||||||||||||
| /s/ Deborah Messemer | Member of the Board of Directors | March 12, 2026 | ||||||||||||
| Deborah Messemer | ||||||||||||||
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/s/ Vicki Sato, Ph.D.
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Member of the Board of Directors | March 12, 2026 | ||||||||||||
| Vicki Sato, Ph.D. | ||||||||||||||
| /s/ Todd Sisitsky | Member of the Board of Directors | March 12, 2026 | ||||||||||||
| Todd Sisitsky | ||||||||||||||
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/s/ Owen Witte, M.D.
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Member of the Board of Directors | March 12, 2026 | ||||||||||||
| Owen Witte, M.D. | ||||||||||||||