Amass Brands

05/14/2026 | Press release | Distributed by Public on 05/14/2026 15:01

Initial Statement of Beneficial Ownership (Form 3)

FORM 3
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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(Print or Type Responses)
1. Name and Address of Reporting Person *
Lynn Mark T
2. Date of Event Requiring Statement (Month/Day/Year)
05/14/2026
3. Issuer Name and Ticker or Trading Symbol
AMASS BRANDS [AMSS]
(Last) (First) (Middle)
C/O AMASS BRANDS INC, 860 E. STOWELL ROAD
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
Chief Executive Officer
5. If Amendment, Date Original Filed (Month/Day/Year)
(Street)
SANTA MARIA, CA 93454
6. Individual or Joint/Group Filing (Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. SEC 1473 (7-02)
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(Month/Day/Year)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options (1) (1) Common Stock 27,334 $0.18 D
Stock Options (2) (2) Common Stock 5,000 $0.18 D
Stock Options (3) (3) Common Stock 16,667 $0.24 D
Stock Options (4) (4) Common Stock 66,667 $0.24 D

Reporting Owners

Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Lynn Mark T
C/O AMASS BRANDS INC
860 E. STOWELL ROAD
SANTA MARIA, CA 93454
X Chief Executive Officer

Signatures

/s/ Mark T. Lynn 05/14/2026
**Signature of Reporting Person Date

Explanation of Responses:

* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) Represents shares of Common Stock issuable upon exercise of incentive stock options granted to the Reporting Person on October 31, 2023, under the AMASS Brands Inc. 2016 Stock Plan. The options have an exercise price of $0.18 per share and expire on October 30, 2033. The options vest in 48 ratable monthly installments, with 11,667 options commencing vesting on January 23, 2023, 10,000 options commencing vesting on November 17, 2021, and 5,667 options commencing vesting on May 26, 2021, subject to the Reporting Person's continued employment. As of May 13, 2025, 25,146 options are vested and exercisable.
(2) Represents shares of Common Stock issuable upon exercise of incentive stock options granted to the Reporting Person on October 31, 2023, under the AMASS Brands Inc. 2016 Stock Plan. The options have an exercise price of $0.18 per share and expire on October 30, 2033. The options vest in 36 ratable monthly installments commencing October 1, 2022. All options are fully vested and exercisable. As of May 13, 2025, 5,000 options are vested and exercisable.
(3) Represents shares of Common Stock issuable upon exercise of incentive stock options granted to the Reporting Person on May 12, 2025, under the AMASS Brands Inc. 2016 Stock Plan. The options have an exercise price of $0.24 per share and expire on May 11, 2035. The options vest in 48 ratable monthly installments commencing July 1, 2024, subject to the Reporting Person's continued employment. As of May 13, 2025, 7,639 options are vested and exercisable.
(4) Represents shares of Common Stock issuable upon exercise of incentive stock options granted to the Reporting Person on November 11, 2025, under the AMASS Brands Inc. 2016 Stock Plan. The options have an exercise price of $0.24 per share and expire on November 11, 2035. The options vest in 48 ratable monthly installments commencing August 16, 2025, subject to the Reporting Person's continued employment. As of May 13, 2025, 11,111 options are vested and exercisable.
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.
Amass Brands published this content on May 14, 2026, and is solely responsible for the information contained herein. Distributed via EDGAR on May 14, 2026 at 21:01 UTC. If you believe the information included in the content is inaccurate or outdated and requires editing or removal, please contact us at [email protected]