05/14/2026 | Press release | Distributed by Public on 05/14/2026 15:01
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FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | |||
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1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
| Stock Options | (1) | (1) | Common Stock | 27,334 | $0.18 | D | |
| Stock Options | (2) | (2) | Common Stock | 5,000 | $0.18 | D | |
| Stock Options | (3) | (3) | Common Stock | 16,667 | $0.24 | D | |
| Stock Options | (4) | (4) | Common Stock | 66,667 | $0.24 | D | |
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
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Lynn Mark T C/O AMASS BRANDS INC 860 E. STOWELL ROAD SANTA MARIA, CA 93454 |
X | Chief Executive Officer | ||
| /s/ Mark T. Lynn | 05/14/2026 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | Represents shares of Common Stock issuable upon exercise of incentive stock options granted to the Reporting Person on October 31, 2023, under the AMASS Brands Inc. 2016 Stock Plan. The options have an exercise price of $0.18 per share and expire on October 30, 2033. The options vest in 48 ratable monthly installments, with 11,667 options commencing vesting on January 23, 2023, 10,000 options commencing vesting on November 17, 2021, and 5,667 options commencing vesting on May 26, 2021, subject to the Reporting Person's continued employment. As of May 13, 2025, 25,146 options are vested and exercisable. |
| (2) | Represents shares of Common Stock issuable upon exercise of incentive stock options granted to the Reporting Person on October 31, 2023, under the AMASS Brands Inc. 2016 Stock Plan. The options have an exercise price of $0.18 per share and expire on October 30, 2033. The options vest in 36 ratable monthly installments commencing October 1, 2022. All options are fully vested and exercisable. As of May 13, 2025, 5,000 options are vested and exercisable. |
| (3) | Represents shares of Common Stock issuable upon exercise of incentive stock options granted to the Reporting Person on May 12, 2025, under the AMASS Brands Inc. 2016 Stock Plan. The options have an exercise price of $0.24 per share and expire on May 11, 2035. The options vest in 48 ratable monthly installments commencing July 1, 2024, subject to the Reporting Person's continued employment. As of May 13, 2025, 7,639 options are vested and exercisable. |
| (4) | Represents shares of Common Stock issuable upon exercise of incentive stock options granted to the Reporting Person on November 11, 2025, under the AMASS Brands Inc. 2016 Stock Plan. The options have an exercise price of $0.24 per share and expire on November 11, 2035. The options vest in 48 ratable monthly installments commencing August 16, 2025, subject to the Reporting Person's continued employment. As of May 13, 2025, 11,111 options are vested and exercisable. |