10/29/2026 | Press release | Archived content
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FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | |||
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1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
| Stock Option (Right to Buy) | (1) | 03/27/2034 | Common Stock | 40,477 | $7.42 | D | |
| Stock Option (Right to Buy) | (2) | 12/10/2034 | Common Stock | 40,477 | $8.7 | D | |
| Stock Option (Right to Buy) | (3) | 11/25/2035 | Common Stock | 65,775 | $5.74 | D | |
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
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Johnson-Pratt Lisa 10835 ROAD TO THE CURE, SUITE 100 SAN DIEGO, CA 92121 |
Chief Commercial Officer | |||
| By: /s/ Jeffrey L. Boerneke, as Attorney-in-Fact | 10/29/2026 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | The option was granted on March 28, 2024. 1/4th of the option vested and became exercisable on January 16, 2025, and 1/48th of the option shall vest and become exercisable on the same day of each month thereafter, subject to the Reporting Person's continued service through each vesting date. |
| (2) | The option was granted on December 11, 2024. 1/4th of the option vested and became exercisable on September 21, 2025, and 1/48th of the option shall vest and become exercisable on the same day of each month thereafter, subject to the Reporting Person's continued service through each vesting date. |
| (3) | The option was granted on November 26, 2025. 1/48th of the option shall vest and become exercisable monthly beginning on December 20, 2025, subject to the Reporting Person's continued service through each vesting date. |
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Remarks: Exhibit 24 - Power of Attorney |
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