SEI Investments Company

07/23/2026 | Press release | Distributed by Public on 07/23/2026 13:37

Initial Statement of Beneficial Ownership (Form 3)

FORM 3
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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(Print or Type Responses)
1. Name and Address of Reporting Person *
Shah Sneha S.
2. Date of Event Requiring Statement (Month/Day/Year)
05/26/2026
3. Issuer Name and Ticker or Trading Symbol
SEI INVESTMENTS CO [SEIC]
(Last) (First) (Middle)
1 FREEDOM VALLEY DRIVE
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
EVP &Head-New Bus Ventures SEI
5. If Amendment, Date Original Filed (Month/Day/Year)
(Street)
OAKS, PA 19456
6. Individual or Joint/Group Filing (Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock 17,838(1)(2) D
Common Stock 220.5625 I By Employee Stock Purchase Plan
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. SEC 1473 (7-02)
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(Month/Day/Year)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Option to Purchase Common Stock(2) 12/31/2024 07/24/2033 Common Stock 7,500 $64.08 D
Option to Purchase Common Stock(2) (3) 07/24/2033 Common Stock 7,500 $64.08 D
Option to Purchase Common Stock(2) 12/31/2025 12/15/2033 Common Stock 10,000 $62 D
Option to Purchase Common Stock(2) (4) 12/15/2033 Common Stock 10,000 $62 D
Option to Purchase Common Stock(2) (5) 12/12/2034 Common Stock 22,500 $86.58 D
Option to Purchase Common Stock(2) (6) 12/12/2035 Common Stock 24,500 $83 D

Reporting Owners

Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Shah Sneha S.
1 FREEDOM VALLEY DRIVE
OAKS, PA 19456
EVP &Head-New Bus Ventures SEI

Signatures

/s/ Sneha S. Shah, by Diane Gallagher, attorney-in-fact 07/23/2026
**Signature of Reporting Person Date

Explanation of Responses:

* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) Securities reported herein were acquired pursuant to awards granted prior to the reporting person becoming a Section 16 filer and thus were not previously reported.
(2) Received as employment compensation.
(3) Vest on December 31 of the year in which the Issuer attains an adjusted pre-tax earnings per share of $6.25 or more, but not earlier than the fourth anniversary of the date of grant, in each case based upon audited financial statements of the Issuer for the applicable year and subject to certain adjustments.
(4) Vest on December 31 of the year in which the Issuer attains an adjusted pre-tax earnings per share of $7.10 or more, but not earlier than the fourth anniversary of the date of grant, in each case based upon audited financial statements of the Issuer for the applicable year and subject to certain adjustments.
(5) Vest on the later of (a) December 12, 2026, and (b) the date on which the Issuer achieves adjusted full-year earnings per share that are equal to or greater than an amount that is 25% more than the Issuer's adjusted earnings per share for the year ended December 31, 2024, based upon the financial statements of the Issuer for the applicable year and subject to certain adjustments.
(6) Vest on the later of (a) December 12, 2027, and (b) the date on which the Issuer achieves adjusted full-year earnings per share that are equal to or greater than an amount that is 25% more than the Issuer's adjusted earnings per share for the year ended December 31, 2025, based upon the financial statements of the Issuer for the applicable year and subject to certain adjustments.
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.
SEI Investments Company published this content on July 23, 2026, and is solely responsible for the information contained herein. Distributed via EDGAR on July 23, 2026 at 19:37 UTC. If you believe the information included in the content is inaccurate or outdated and requires editing or removal, please contact us at [email protected]