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Item 5.07.
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Submission of Matters to a Vote of Security Holders.
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(a)Penumbra, Inc. ("Penumbra" or the "Company") held its Annual Meeting of Stockholders on June 18, 2026 (the "Annual Meeting"). Proxies for the Annual Meeting were solicited pursuant to Regulation 14A of the Securities Exchange Act of 1934, as amended. At the close of business on April 22, 2026, the record date for the Annual Meeting, there were 39,331,425 shares of the Company's common stock, par value $0.001 per share, outstanding and entitled to vote, and 29,260,683 of such shares were voted in person or by proxy at the Annual Meeting on the proposals described below.
(b)At the Annual Meeting, Penumbra's stockholders voted on the following three proposals, each of which is described in more detail in the Company's Definitive Proxy Statement on Schedule 14A filed with the Securities and Exchange Commission on April 29, 2026. The number of votes cast with respect to each proposal was as indicated below:
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1)
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Election of Class II Directors. The following nominees were elected to serve as Class II directors until the Company's 2027 annual meeting of stockholders and until their respective successors are duly elected and qualified, or, if sooner, until the director's death, resignation or removal, based on the following results of voting:
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Nominee
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Votes For
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Votes Withheld
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Broker Non-Votes
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Arani Bose, M.D.
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21,137,932
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3,772,459
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4,350,292
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Bridget O'Rourke
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23,790,926
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1,119,465
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4,350,292
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Surbhi Sarna
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24,232,264
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678,127
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4,350,292
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2)
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Ratification of Selection of Independent Registered Public Accounting Firm. The selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Penumbra for the fiscal year ending December 31, 2026 was ratified based on the following results of voting:
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Votes For
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Votes Against
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Abstentions
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Broker Non-Votes
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29,208,244
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42,529
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9,910
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N/A
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3)
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Approval, on an Advisory Basis, of the Compensation of the Company's Named Executive Officers. The compensation of the Company's named executive officers was approved, on an advisory basis, based on the following results of voting:
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Votes For
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Votes Against
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Abstentions
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Broker Non-Votes
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24,113,038
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762,612
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34,741
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4,350,292
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