12/29/2025 | Press release | Distributed by Public on 12/29/2025 10:17
| Form X-17A-5 Filer Information |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL AUDITED REPORT Form X-17A-5 Part III FACING PAGE
Information Required of Brokers and Dealers Pursuant to Section 17 of the
Securities Exchange Act of 1934 and Rule 17a-5 Thereunder |
OMB APPROVAL |
|
FORM X-17A-5 |
OMB Number: 3235-0123 Estimated average burden hours per response: 12.00 |
| Filer CIK |
0000870260
|
| Filer CCC |
XXXXXXXX
|
| Is this a LIVE or TEST Filing? | LIVE TEST |
| Would you like a Return Copy? | |
| Is this an electronic copy of an official filing submitted in paper format? | |
| Confirming Copy File Number | |
Submission Contact Information |
|
| Name | |
| Phone | |
| E-Mail Address | |
| Notify via Filing Website only? |
| Report for the Period Beginning |
10-01-2024
|
| and Ending |
09-30-2025
|
| Type of Registrant | Broker-dealer |
| OTC derivatives dealer |
Material Weakness |
|
| Does this submission include an accountant's report covering the compliance report that indentifies one or more material weaknesses? | Yes No |
| Name of Broker-dealer |
L.M. KOHN & COMPANY
|
| Address 1 |
10151 CARVER RD.
|
| Address 2 |
SUITE 100
|
| City |
CINCINNATI
|
| State/Country |
OHIO
|
| Mailing Zip/ Portal Code |
45242
|
| Name |
Angela Boehm
|
| Telephone Number |
513-792-0301
|
| Name - if individual, state last, first, and middle name |
UHY, LLP
|
| Address 1 |
7800 E Kemper
|
| Address 2 |
Suite 150
|
| City |
Cincinnati
|
| State/Country |
OHIO
|
| Mailing Zip/ Postal Code |
45249
|
| Check One |
Certified Public Accountant Certified Public Accountant not resident in United States or any of its possessions |
| Signature |
Larry Kohn
|
| Title |
CCO
|
| Checking this box acknowledges that this oath or affirmation has been notarized. |