10/05/2026 | Press release | Distributed by Public on 10/05/2026 15:59
|
FORM 4
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
|
||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
|
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
|
Parker Zachary DLH HOLDINGS CORP 3565 PIEDMONT ROAD, NE ATLANTA, GA 30305 |
X | |||
| /s/ Zachary C. Parker | 10/05/2026 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | Grant of restricted stock units pursuant to the Company's 2025 Equity Incentive Plan, as amended, for service as a non-employee director. Each Restricted Stock Unit represents a contingent right to receive one share of common stock. The award vests in full on September 30, 2027. |
| (2) | Amounts reported in Column 5 of Table I of this Form 4 reflect the reporting person's transfer of 252,390 shares pursuant to a domestic relations order. Amounts reported also include (i) an aggregate of 58,176 shares issued to the reporting person upon the vesting of time-based restricted stock units which vested September 30, 2026 and (ii) an aggregate of 122,229 unvested time-based restricted stock units previously granted to the reporting person under the Company's equity incentive plans. |
| (3) | Grant of restricted stock units pursuant to the Company's 2025 Equity Incentive Plan, as amended, for service pursuant to the consulting agreement between the reporting person and the issuer effective as of October 1, 2026. Each Restricted Stock Unit represents a contingent right to receive one share of common stock. Of the total number of shares covered by the award, 50% of the award vested on October 1, 2026 and 50% will vest on September 30, 2027. |