Ameriprise Financial Inc.

02/06/2026 | Press release | Distributed by Public on 02/06/2026 17:21

Statement of Changes in Beneficial Ownership (Form 4)

FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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OMB Number: 3235-0287
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(Print or Type Responses)
1. Name and Address of Reporting Person *
CRACCHIOLO JAMES M
2. Issuer Name and Ticker or Trading Symbol
AMERIPRISE FINANCIAL INC [AMP]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
CHAIRMAN AND CEO
(Last) (First) (Middle)
GENERAL COUNSEL'S OFFICE, 1098 AMERIPRISE FINANCIAL CENTER
3. Date of Earliest Transaction (Month/Day/Year)
02/04/2026
(Street)
MINNEAPOLIS, MN 55474
4. If Amendment, Date Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/04/2026 S 7,136 D $540.1052(1) 149,310 D
Common Stock 02/04/2026 S 4,235 D $541.4565(2) 145,075 D
Common Stock 02/04/2026 S 5,643 D $542.7847(3) 139,432 D
Common Stock 02/04/2026 S 4,507 D $543.8838(4) 134,925 D
Common Stock 02/04/2026 S 6,886 D $545.0414(5) 128,039 D
Common Stock 02/04/2026 S 1,782 D $545.7615(6) 126,257 D
Common Stock 02/04/2026 S 2,928 D $547.5084(7) 123,329 D
Common Stock 02/04/2026 S 15,696 D $548.6051 107,633 D
Common Stock 1,724.844(8) I By 401(k) Plan
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1474 (9-02)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(Month/Day/Year)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares

Reporting Owners

Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
CRACCHIOLO JAMES M
GENERAL COUNSEL'S OFFICE
1098 AMERIPRISE FINANCIAL CENTER
MINNEAPOLIS, MN 55474
X CHAIRMAN AND CEO

Signatures

/s/ Wendy B. Mahling for James M. Cracchiolo 02/06/2026
**Signature of Reporting Person Date

Explanation of Responses:

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) Reflects the weighted average price of 7,136 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 4, 2026 with sale prices ranging from $540.0026 to $540.64 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
(2) Reflects the weighted average price of 4,235 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 4, 2026 with sale prices ranging from $541.2941 to $542.2709 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
(3) Reflects the weighted average price of 5,643 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 4, 2026 with sale prices ranging from $542.40 to $543.1716 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
(4) Reflects the weighted average price of 4,507 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 4, 2026 with sale prices ranging from $543.4078 to $544.2742 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
(5) Reflects the weighted average price of 6,886 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 4, 2026 with sale prices ranging from $544.5695 to $545.285 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
(6) Reflects the weighted average price of 1,782 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 4, 2026 with sale prices ranging from $545.67 to $545.92 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
(7) Reflects the weighted average price of 2,928 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 4, 2026 with sale prices ranging from $547.3993 to $547.6488 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
(8) Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of February 4, 2026. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.
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