03/25/2026 | Press release | Distributed by Public on 03/25/2026 15:28
As filed with the Securities and Exchange Commission on March 25, 2026
Registration No. 333-
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM S-8
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
Immix Biopharma, Inc.
(Exact name of registrant as specified in its charter)
| Delaware | 45-4869378 | |
|
(State or other jurisdiction of incorporation or organization) |
(I.R.S. Employer Identification No.) |
|
11400 West Olympic Blvd., Suite 200 Los Angeles, CA |
90064 | |
| (Address of principal executive offices) | (Zip Code) |
AMENDED AND RESTATED
IMMIX BIOPHARMA, INC.
2021 OMNIBUS EQUITY INCENTIVE PLAN
(Full title of the plan)
Ilya Rachman, MD PhD
Chief Executive Officer
11400 West Olympic Blvd., Suite 200
Los Angeles, CA 90064
(Name and address of agent for service)
(310) 651-8041
(Telephone number, including area code, of agent for service)
Copies to:
|
Gabriel Morris Immix Biopharma, Inc. |
Leslie Marlow, Esq. Blank Rome LLP |
|
|
11400 West Olympic Blvd., Suite 200 Telephone: (310) 651-8041 |
1271 Avenue of the Americas New York, New York 10020 Telephone: (212) 885-5000 |
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of "large accelerated filer," "accelerated filer," "smaller reporting company," and "emerging growth company" in Rule 12b-2 of the Exchange Act.
| Large accelerated filer | ☐ | Accelerated filer | ☐ |
| Non-accelerated filer | ☒ | Smaller reporting company | ☒ |
| Emerging growth company | ☒ |
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐
EXPLANATORY NOTE
Immix Biopharma, Inc. (the "Registrant") is filing this Registration Statement on Form S-8 (the "Registration Statement") with the Securities and Exchange Commission (the "SEC") to register an additional 4,024,556 shares (the "Shares") of the Registrant's common stock, par value $0.0001 per share (the "Common Stock") issuable upon the grant, exercise or vesting of awards pursuant to the Registrant's Amended and Restated 2021 Omnibus Equity Incentive Plan (the "Plan") resulting from (i) an automatic increase pursuant to the "evergreen" provision in the Plan of 1,377,001 shares of Common Stock, such number of shares equal to 5% of the total number of shares of Common Stock outstanding as of December 31, 2024; and (ii) an automatic increase pursuant to the "evergreen" provision in the Plan of 2,647,555 shares of Common Stock, such number of shares equal to 5% of the total number of shares of Common Stock outstanding as of December 31, 2025. The Shares are in addition to and of the same class as the Common Stock for which the Registrant previously filed with the SEC: a Registration Statement on Form S-8 on July 22, 2024 (File No. 333-280929), a Registration Statement on Form S-8 on June 13, 2023 (File No. 333-272625) and a Registration Statement on Form S-8 on January 25, 2022 (File No. 333-262336) (collectively, the "Prior Registration Statements"). Pursuant to Instruction E of Form S-8, the contents of the Prior Registration Statements are incorporated by reference into this Registration Statement.
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Part II
INFORMATION REQUIRED IN THE REGISTRATION STATEMENT
Item 3. Incorporation of Documents by Reference
The following documents filed with the Commission by the Company are incorporated by reference into this registration statement on Form S-8 (the "Registration Statement") and are made a part hereof:
| (a) | The Company's Annual Report on Annual Report on Form 10-K for the year ended December 31, 2025, filed with the SEC on March 25, 2026; and | |
| (b) |
The description of our common stock contained in the Registration Statement on Form 8-A, as filed with the SEC on December 13, 2021 (File No. 001-41159), including any amendments thereto or reports filed for the purposes of updating this description. |
All documents subsequently filed by the Company pursuant to Sections 13(a), 13(c), 14 and 15(d) of the Exchange Act, after the date of filing this Registration Statement and prior to such time as the Company files a post-effective amendment to this Registration Statement which indicates that all securities offered hereby have been sold or which deregisters all securities then remaining unsold, shall be deemed to be incorporated by reference in this Registration Statement and to be a part hereof from the date of filing of such documents, except for the documents, or portions thereof, that are "furnished" rather than filed with the SEC.
Item 8. Exhibits
| Incorporated by Reference | Filed | |||||||||||
| Exhibit No. | Description | Form | File No. | Exhibit | Filing Date |
Herewith |
||||||
| 5.1* | Opinion of Blank Rome LLP | X | ||||||||||
| 23.1* | Consent of Crowe LLP | X | ||||||||||
| 23.2* | Consent of Blank Rome LLP (included in Exhibit 5.1) | X | ||||||||||
| 24.1* | Power of Attorney (included on the signature page of this registration statement) | X | ||||||||||
| 99.1 | Amended and Restated Immix Biopharma, Inc. 2021 Omnibus Equity Incentive Plan*** | 8-K | 001-41159 | 10.1 | 06/14/2024 | |||||||
| 99.2 | Form of Stock Option Agreement (Amended and Restated Immix Biopharma, Inc. 2021 Omnibus Equity Incentive Plan) *** | S-8 | 333-280929 | 99.2 | 07/22/2024 | |||||||
| 99.3 | Form of Restricted Stock Grant Agreement (Amended and Restated Immix Biopharma, Inc. 2021 Omnibus Equity Incentive Plan) *** | S-8 | 333-280929 | 99.3 | 07/22/2024 | |||||||
| 99.4 | Form of Restricted Stock Unit Grant Agreement (Amended and Restated Immix Biopharma, Inc. 2021 Omnibus Equity Incentive Plan) *** | S-8 | 333-280929 | 99.4 | 07/22/2024 | |||||||
| 107* | Filing Fee Table | X | ||||||||||
| * | Filed herewith. |
| *** | Indicates management contract or compensatory plan or arrangement. |
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SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Form S-8 to be signed on its behalf by the undersigned, thereunto duly authorized, in the city of Los Angeles, State of California on March 25, 2026.
| Immix Biopharma, Inc. | ||
| Date: March 25, 2026 | By: | /s/ Ilya Rachman |
| Name: | Ilya Rachman | |
| Title: |
Chief Executive Officer (Principal Executive Officer) |
|
POWER OF ATTORNEY
KNOW ALL PERSONS BY THESE PRESENTS, that the persons whose signature appears below constitute and appoint Ilya Rachman and Gabriel Morris, and each of them, with full power to act without the other, as such person's true and lawful attorneys-in-fact and agents, with full power of substitution and resubstitution, for him or her and in his or her name, place and stead, in any and all capacities, to sign this Registration Statement, and any and all amendments thereto (including post-effective amendments), and to file the same, with exhibits and schedules thereto, and other documents in connection therewith, with the SEC, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and thing necessary or desirable to be done in and about the premises, as fully to all intents and purposes as he or she might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, or any of them, or their or his or her substitute or substitutes, may lawfully do or cause to be done by virtue hereof. This Power of Attorney may be signed in several counterparts.
Pursuant to the requirements of the Securities Act of 1933, as amended, this registration statement has been signed by the following persons in the capacities on the dates indicated.
| Signature | Title | Date | ||
| /s/ Ilya Rachman | Chief Executive Officer, Chief Scientific Officer and Chairman | March 25, 2026 | ||
| Ilya Rachman | (Principal Executive Officer) | |||
| /s/ Gabriel Morris | Chief Financial Officer, President and Director | March 25, 2026 | ||
| Gabriel Morris | (Principal Financial and Accounting Officer) | |||
| /s/ Jason Hsu | Director | March 25, 2026 | ||
| Jason Hsu | ||||
| /s/ Magda Marquet | Director | March 25, 2026 | ||
| Magda Marquet | ||||
| /s/ Helen C. Adams | Director | March 25, 2026 | ||
| Helen C. Adams | ||||
| /s/ Carey Ng | Director | March 25, 2026 | ||
| Carey Ng | ||||
| /s/ Jane Buchan | Director | March 25, 2026 | ||
| Jane Buchan | ||||
| /s/ Yekaterina Chudnovsky | Director | March 25, 2026 | ||
| Yekaterina Chudnovsky | ||||
| /s/ Nancy Chang | Director | March 25, 2026 | ||
| Nancy Chang |
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