USCB Financial Holdings Inc.

02/06/2026 | Press release | Distributed by Public on 02/06/2026 09:25

Statement of Changes in Beneficial Ownership (Form 4)

FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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(Print or Type Responses)
1. Name and Address of Reporting Person *
WYCOFF W KIRK
2. Issuer Name and Ticker or Trading Symbol
USCB FINANCIAL HOLDINGS, INC. [USCB]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director __X__ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
FOUR RADNOR CORPORATE CENTER, 100 MATSONFORD ROAD, SUITE 210
3. Date of Earliest Transaction (Month/Day/Year)
02/05/2026
(Street)
RADNOR, PA 19087
4. If Amendment, Date Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
___ Form filed by One Reporting Person
_X_ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Class A Voting Common Stock 02/05/2026 M 7,500 A $7.5 1,863,786 D(1)(2)(3)(4)(5)
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(Month/Day/Year)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Option to Purchase Class A Voting Common Stock $7.5 02/05/2026 M 7,500 03/01/2016 (6) Class A Common Stock 7,500 $ 0 0 D(6)
Option to Purchase Class A Voting Common Stock $11.35 09/23/2019 (6) Class A Common Stock 4,000 4,000 D(6)

Reporting Owners

Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
WYCOFF W KIRK
FOUR RADNOR CORPORATE CENTER
100 MATSONFORD ROAD, SUITE 210
RADNOR, PA 19087
X X
Patriot Financial Partners GP II, L.P.
FOUR RADNOR CORPORATE CENTER
100 MATSONFORD ROAD, SUITE 210
RADNOR, PA 19087
X
Patriot Financial Partners II, L.P.
FOUR RADNOR CORPORATE CENTER
100 MATSONFORD ROAD, SUITE 210
RADNOR, PA 19087
X
Patriot Financial Partners Parallel II, L.P.
FOUR RADNOR CORPORATE CENTER
100 MATSONFORD ROAD, SUITE 210
RADNOR, PA 19087
X
Patriot Financial Partners GP II, LLC
FOUR RADNOR CORPORATE CENTER
100 MATSONFORD ROAD, SUITE 210
RADNOR, PA 19087
X
Deutsch James F.
FOUR RADNOR CORPORATE CENTER
100 MATSONFORD ROAD, SUITE 210
RADNOR, PA 19087
X
LUBERT IRA M
FMC TOWER AT CIRA CENTRE SOUTH
2929 WALNUT STREET, SUITE 1550
PHILADELPHIA, PA 19104
X
LYNCH JAMES J
FOUR RADNOR CORPORATE CENTER
100 MATSONFORD ROAD, SUITE 210
RADNOR, PA 19087
X
Patriot Financial Manager, L.P.
FOUR RADNOR CORPORATE CENTER
100 MATSONFORD ROAD, SUITE 210
RADNOR, PA 19087
X
Patriot Financial Manager, LLC
FOUR RADNOR CORPORATE CENTER
100 MATSONFORD ROAD, SUITE 210
RADNOR, PA 19087
X

Signatures

/s/ Patriot Financial Partners II, L.P. By: W. Kirk Wycoff, a member of Patriot LLC, the general partner of Patriot GP, the general partner of Patriot Fund II 02/06/2026
**Signature of Reporting Person Date
/s/ Patriot Financial Partners GP II, L.P. By: W. Kirk Wycoff, a member of Patriot LLC, the general partner of Patriot GP, the general partner of Patriot Fund II 02/06/2026
**Signature of Reporting Person Date
/s/ Patriot Financial Partners Parallel II, L.P. By: W. Kirk Wycoff, a member of Patriot LLC, the general partner of Patriot GP, the general partner of Patriot Parallel Fund II 02/06/2026
**Signature of Reporting Person Date
/s/ Patriot Financial Partners GP II, LLC By: W. Kirk Wycoff, a member 02/06/2026
**Signature of Reporting Person Date
/s/ Patriot Financial Manager, L.P. By: W. Kirk Wycoff a member of Manager LLC, the general partner of Manager LP 02/06/2026
**Signature of Reporting Person Date
/s/ Patriot Financial Manager LLC By: W. Kirk Wycoff, a member 02/06/2026
**Signature of Reporting Person Date
/s/ W. Kirk Wycoff 02/06/2026
**Signature of Reporting Person Date
/s/ James F. Deutsch 02/06/2026
**Signature of Reporting Person Date
/s/ James J. Murphy by P.O.A. for Ira M. Lubert 02/06/2026
**Signature of Reporting Person Date
/s/ James J. Lynch 02/06/2026
**Signature of Reporting Person Date

Explanation of Responses:

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) This Form 4 is filed jointly by Patriot Financial Partners GP II, LLC ("Patriot LLC"), Patriot Financial Partners GP II, LP. ("Patriot GP"), Patriot Financial Partners II, LP. ("Patriot Fund II"), Patriot Financial Partners Parallel II, LP. ("Patriot Parallel Fund II," together with Patriot Fund II, the "Funds"), Patriot Financial Manager, LLC ("Manager LLC") and Patriot Financial Manager, L.P. ("Manager LP"), W. Kirk Wycoff, James J. Lynch, Ira M. Lubert and James F. Deutsch.
(2) Patriot GP is a general partner of each of the Funds and Patriot LLC is a general partner of Patriot GP. In addition, each of W. Kirk Wycoff, Ira M. Lubert and James J. Lynch serve as general partners of the Funds and is a member of Patriot LLC. Manager LP, serves as investment manager to the Funds. Manager LLC serves as general partner of Manager LP and W. Kirk Wycoff, Ira M. Lubert and James J. Lynch are members of Manager LLC. James F. Deutsch is a member of the Patriot Funds Investment Committee.
(3) The securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC, Manager LLC, Manager LP, W. Kirk Wycoff, James J. Lynch, Ira M. Lubert and James F. Deutsch.
(4) After the option exercise, Manager LP holds 7,500 shares of common stock, Patriot Fund II holds 1,662,420 shares of common stock and Patriot Parallel Fund II holds 193,866 shares of common stock.
(5) This filing shall not be deemed an admission that the Reporting Persons are subject to Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or, for purposes of Section 16 of the Exchange Act or otherwise (other than to the extent a Reporting Person directly holds the securities reported herein), and Messrs. Wycoff, Lynch, Lubert and Deutsch each disclaim beneficial ownership of the securities owned by the Funds or Manager LP, except to the extent of their respective pecuniary interest therein.
(6) The options were previously granted to Mr. Wycoff as a director of the Company. Each option to purchase Class A Voting Common Stock remains exercisable until the earlier of (a) ten (10) years after its date of grant or (b) the (3) months after the date Mr. Wycoff ceases to serve as a non-employee of the Issuer.
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.
USCB Financial Holdings Inc. published this content on February 06, 2026, and is solely responsible for the information contained herein. Distributed via EDGAR on February 06, 2026 at 15:25 UTC. If you believe the information included in the content is inaccurate or outdated and requires editing or removal, please contact us at [email protected]