Saturna Brokerage Services Inc.

09/02/2025 | Press release | Distributed by Public on 09/02/2025 16:50

Information Required of Brokers and Dealers (Form X-17A-5)

Form X-17A-5 Filer Information UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

ANNUAL AUDITED REPORT
Form X-17A-5
Part III

FACING PAGE
Information Required of Brokers and Dealers Pursuant to Section 17 of the
Securities Exchange Act of 1934 and Rule 17a-5 Thereunder
OMB APPROVAL

FORM X-17A-5

OMB Number: 3235-0123

Estimated average burden hours per response: 12.00

X-17A-5: Filer Information

Filer CIK
0000799187
Filer CCC
XXXXXXXX
Is this a LIVE or TEST Filing? LIVE TEST
Would you like a Return Copy?
Is this an electronic copy of an official filing submitted in paper format?
Confirming Copy File Number

Submission Contact Information

Name
Phone
E-Mail Address
Notify via Filing Website only?

X-17A-5: Submission Information

Report for the Period Beginning
07-01-2024
and Ending
06-30-2025
Type of Registrant Broker-dealer
OTC derivatives dealer

Material Weakness

Does this submission include an accountant's report covering the compliance report that indentifies one or more material weaknesses? Yes No

X-17A-5: A. Registrant Identification

Name of Broker-dealer
SATURNA BROKERAGE SERVICES, INC

Address of Principal Place of Business (Do not use P.O. Box No.)

Address 1
1300 N. STATE STREET
City
BELLINGHAM
State/Country
WASHINGTON
Mailing Zip/ Portal Code
98225-4730

Name and Telephone Number of Person to Contact in Regard to this Report

Name
Kalen Hanna
Telephone Number
3607349900

X-17A-5: B. Accountant Identification

Independent Public Accountant

Name - if individual, state last, first, and middle name
Baker Tilly US, LLP
Address 1
205 N Michigan Avenue, 28th floor
City
Chicago
State/Country
ILLINOIS
Mailing Zip/ Postal Code
60601
Check One Certified Public Accountant
Certified Public Accountant not resident in United States or any of its possessions

X-17A-5: Signature

Oath or Affirmation

I, Kalen Hanna, swear (or affirm) that, to the best of my knowledge and belief the accompanying financial statement and supporting schedules pertaining to the firm of SATURNA BROKERAGE SERVICES, INC, as of 08-29-2025, are true and correct. I further swear (or affirm) that neither the company nor any partner, proprietor, principal officer or director has any proprietary interest in any account classified solely as that of a customer, except as follows:
Signature
Kalen Hanna
Title
Chief Financial Officer

Notary Public

Checking this box acknowledges that this oath or affirmation has been notarized.
Saturna Brokerage Services Inc. published this content on September 02, 2025, and is solely responsible for the information contained herein. Distributed via SEC EDGAR on September 02, 2025 at 22:50 UTC. If you believe the information included in the content is inaccurate or outdated and requires editing or removal, please contact us at [email protected]