05/12/2026 | Press release | Distributed by Public on 05/12/2026 06:47
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Delaware
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87-1304612
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(State or other jurisdiction of
incorporation or organization) |
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(I.R.S. Employer
Identification Number) |
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Large accelerated filer
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Accelerated filer
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Non-accelerated filer
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Smaller reporting company
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Emerging growth company
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ABOUT THIS PROSPECTUS
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CAUTIONARY STATEMENT REGARDING FORWARD-LOOKING INFORMATION
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WHERE YOU CAN FIND MORE INFORMATION; INCORPORATION BY REFERENCE
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ABOUT FLUENCE ENERGY, INC.
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| | | | 6 | | |
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RISK FACTORS
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| | | | 7 | | |
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USE OF PROCEEDS
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| | | | 8 | | |
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DESCRIPTION OF CAPITAL STOCK
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| | | | 9 | | |
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DESCRIPTION OF DEBT SECURITIES
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| | | | 15 | | |
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DESCRIPTION OF OTHER SECURITIES
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| | | | 22 | | |
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GLOBAL SECURITIES
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| | | | 23 | | |
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SELLING SECURITYHOLDERS
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| | | | 27 | | |
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PLAN OF DISTRIBUTION
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| | | | 29 | | |
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LEGAL MATTERS
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| | | | 31 | | |
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EXPERTS
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| | | | 31 | | |
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Shares Beneficially Owned
Before Offering |
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Shares Beneficially Owned
After Offering |
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Class A
Common Stock(1) |
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Class B-1
Common Stock |
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% of Total
Voting Power Before Offering(2) |
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Maximum
Number of Shares of Class A Common Stock to be Sold in Offering |
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Class A
Common Stock |
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Class B-1
Common Stock |
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Name
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Shares
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% of
Class A Common Stock |
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Shares
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% of
Class B-1 Common Stock |
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Shares
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% of
Class A Common Stock |
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Shares
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% of
Class B-1 Common Stock |
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% of Total
Voting Power After Offering(2) |
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AES Grid Stability, LLC(3)
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| | | | - | | | | | | - | | | | | | 51,499,195 | | | | | | 100% | | | | | | 66.0% | | | | | | 51,499,195 | | | | | | - | | | | | | - | | | | | | - | | | | | | - | | | | | | - | | |
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Siemens AG(4)
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| | | | 51,499,195 | | | | | | 38.8% | | | | | | - | | | | | | - | | | | | | 13.2% | | | | | | 51,499,195 | | | | | | - | | | | | | - | | | | | | - | | | | | | - | | | | | | - | | |
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Qatar Holding LLC(5)
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| | | | 14,668,275 | | | | | | 11.0% | | | | | | - | | | | | | - | | | | | | 3.8% | | | | | | 14,668,275 | | | | | | - | | | | | | - | | | | | | - | | | | | | - | | | | | | - | | |
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SEC registration fee for shares offered by the Selling Securityholders identified herein
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| | | $ | (1) | | |
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SEC registration fee
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| | | $ | (1) | | |
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FINRA filing fee
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| | | $ | (2) | | |
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Printing expenses
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| | | $ | (2) | | |
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Legal fees and expenses
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| | | $ | (2) | | |
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Accounting fees and expenses
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| | | $ | (2) | | |
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Blue Sky, qualification fees and expenses
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| | | $ | (2) | | |
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Transfer agent fees and expenses
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| | | $ | (2) | | |
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Trustee fees and expenses
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| | | $ | (2) | | |
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Depositary fees and expenses
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| | | $ | (2) | | |
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Warrant agent fees and expenses
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| | | $ | (2) | | |
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Miscellaneous
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| | | $ | (2) | | |
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Total
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| | | $ | (2) | | |
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Exhibit
Number |
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Description
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| | 1.1* | | | Form of Underwriting Agreement. | |
| | 3.1 | | | | |
| | 3.2 | | | First Certificate of Amendment to the Amended and Restated Certificate of Incorporation of Fluence Energy, Inc. (incorporated by reference to Exhibit 3.1 of the Company's Form 8-K filed on December 22, 2022). | |
| | 3.3 | | | | |
| | 3.4 | | | | |
| | 4.1 | | | | |
| | 4.2* | | | Form of Specimen Certificate Representing Preferred Stock. | |
| | 4.3 | | |
Form of Indenture.
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| | 4.4* | | | Form of Debt Security. | |
| | 4.5* | | | Form of Deposit Agreement. | |
| | 4.6* | | | Form of Warrant. | |
| | 4.7* | | | Form of Warrant Agreement. | |
| | 4.8* | | | Form of Purchase Contract Agreement. | |
| | 4.9* | | | Form of Unit Agreement. | |
| | 5.1 | | |
Opinion of Latham & Watkins LLP.
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| | 23.1 | | |
Consent of Latham & Watkins LLP (included in Exhibit 5.1).
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| | 23.2 | | |
Consent of Ernst & Young LLP, independent registered public accounting firm.
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| | 24.1 | | |
Powers of Attorney (incorporated by reference to the signature page hereto).
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| | 25.1 | | | Statement of Eligibility on Form T-1 under the Trust Indenture Act of 1939, as amended, of U.S. Bank Trust Company, National Association, as trustee under the indenture filed as Exhibit 4.3 above. | |
| | 107.1 | | |
Filing Fee Table.
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SIGNATURE
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TITLE
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DATE
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/s/ Julian Nebreda
Julian Nebreda
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Chief Executive Officer, President and Director
(Principal Executive Officer) |
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May 12, 2026
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/s/ Ahmed Pasha
Ahmed Pasha
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Senior Vice President and Chief Financial Officer
(Principal Financial Officer) |
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May 12, 2026
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/s/ Michelle Philpot
Michelle Philpot
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Chief Accounting Officer
(Principal Accounting Officer) |
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May 12, 2026
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/s/ Herman Bulls
Herman Bulls
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Chairman of the Board
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May 12, 2026
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/s/ Cynthia Arnold
Cynthia Arnold
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Director
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May 12, 2026
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/s/ Peter Chi-Shun Luk
Peter Chi-Shun Luk
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Director
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May 12, 2026
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/s/ Ricardo Falú
Ricardo Falú
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Director
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May 12, 2026
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SIGNATURE
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TITLE
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DATE
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/s/ Elizabeth Fessenden
Elizabeth Fessenden
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Director
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May 12, 2026
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/s/ Ruth Gratzke
Ruth Gratzke
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Director
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May 12, 2026
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/s/ Harald von Heynitz
Harald von Heynitz
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Director
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May 12, 2026
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/s/ Axel Meier
Axel Meier
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Director
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May 12, 2026
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/s/ Tish Mendoza
Tish Mendoza
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Director
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May 12, 2026
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/s/ John Christopher Shelton
John Christopher Shelton
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Director
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May 12, 2026
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/s/ Fahad Al-Darwish
Fahad Al-Darwish
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Director
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May 12, 2026
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